ESOP Valuation Services

Transaction Capital LLC (also known as TXN Capital LLC) provides expert valuations for gift and estate tax purposes, delivering accurate, IRS-compliant appraisals of business interests and other assets. Our detailed, defensible reports help clients minimize tax liabilities and support smooth wealth transfers and estate settlements with clarity and confidence.
Get A Quote

Certified ESOP Valuation Services– Trusted Nationwide

At Transaction Capital LLC (TXN Capital LLC), we are recognized as one of the top ESOP valuation firms in the USA, offering independent, certified ESOP valuation services specifically designed to meet the stringent regulatory, financial, and fiduciary requirements of businesses transitioning ownership through Employee Stock Ownership Plans (ESOPs).

Our team of credentialed valuation experts, holding certifications such as ABV (Accredited in Business Valuation), ASA (Accredited Senior Appraiser), CVA (Certified Valuation Analyst), and MRICS (Member of the Royal Institution of Chartered Surveyors), ensures every ESOP valuation meets and exceeds the standards established by:

  • Employee Retirement Income Security Act (ERISA)
  • Internal Revenue Service (IRS)
  • S. Department of Labor (DOL)
  • Uniform Standards of Professional Appraisal Practice (USPAP)
  • International Valuation Standards
ESOP Valuation
15+

Years of Experience

Decades of proven expertise in delivering accurate, audit-ready valuations.
1600

Successful Projects

A track record of precision and reliability across diverse industries.

Certified & Trusted by ERISA and the U.S. Department of Labor (DOL)

As a leading certified ESOP valuation firm, Transaction Capital LLC is proud to be trusted by the U.S. Department of Labor (DOL) and recognized for full compliance with ERISA regulations. Every ESOP valuation we conduct is meticulously designed to satisfy ERISA fiduciary standards and to withstand scrutiny from the DOL during audits, investigations, or litigation.

Our deep understanding of ERISA requirements ensures that our valuations protect ESOP trustees, corporate fiduciaries, and plan participants. By partnering with TXN Capital LLC, you gain access to valuation professionals who not only understand valuation science, but who also fully appreciate the fiduciary obligations and regulatory expectations set by the U.S. Department of Labor (DOL).

Trusted by Attorneys, Big 4 Firms & Federal Regulators

Whether your business is conducting its initial ESOP transaction, performing required annual ESOP valuations, or preparing for IRS or DOL regulatory audits, Transaction Capital LLC delivers:
  • Defensible, transparent, and IRS-auditable valuations.
  • Certified valuations that meet all ERISA and DOL fiduciary standards.
  • Trusted support relied upon by leading ESOP attorneys, corporate counsel, Big 4 accounting firms, the IRS, and federal regulators.
With a reputation for accuracy, integrity, and regulatory compliance, TXN Capital LLC ensures your ESOP valuations meet the highest professional standards, protecting both your company and your plan participants.
Schedule a Call

What is an ESOP Valuation?

An Employee Stock Ownership Plan (ESOP) Valuation is the process of determining the Fair Market Value (FMV) of a company’s shares allocated to an ESOP. This valuation is conducted by a qualified, independent appraiser and reviewed by the ESOP trustee to ensure regulatory compliance. It is typically required during the initial setup of the ESOP, on an annual basis for IRS Form 5500 reporting, and during mid-year events such as mergers, acquisitions, or significant financial changes.

Why ESOP Valuation is Crucial?

  • Ensures fair employee compensation based on accurate share value
  • Complies with ERISA, IRS, and Department of Labor (DOL) regulations
  • Protects ESOP trustees from personal fiduciary liability
  • Provides transparency to employees and shareholders
  • Supports effective succession planning and ownership transitions
  • Helps defend against legal challenges, audits, and regulatory penalties
Request A Consultation

Credentialed Expertise You Can Trust

Our valuations are performed by highly credentialed experts, including:

Why Choose TXN Capital LLC – Best ESOP Valuation Services USA

Certified Expertise

Valuations conducted by ABV, ASA, CVA, and RMICS-certified professionals.

Timely Delivery

Fast turnarounds aligned with ESOP deadlines.

Regulatory Compliance

Fully compliant with ERISA, IRS, DOL, USPAP, and International Valuation Standards.

Ongoing Support

We partner with companies for annual valuations, fairness opinions, and trustee advisory.

Private Company Specialization

Extensive experience with privately held companies.

Industry-Specific Insights

Expertise across technology, healthcare, manufacturing, and more.

Defensible Reports

Withstand scrutiny from DOL, IRS, auditors, and legal challenges.

Comprehensive ESOP Valuation Process at TXN Capital LLC

Trustee Appointment & Initial Consultation

Data Collection & Financial Review

Financial Modeling & Valuation Analysis

Multi-Method ESOP Valuation Approach

ESOP Trustee Review & Report Finalization

Ongoing ESOP Support

Key Players in the ESOP Valuation Process

  • ESOP Trustee
  • Acts as the fiduciary representative for employees.
  • Hires the independent appraiser.
  • Reviews and approves the valuation report.
  • Independent Appraiser (TXN Capital LLC)
  • Conducts unbiased Fair Market Value (FMV) analysis.
  • Provides fully defensible valuation reports for regulatory and legal reviews.
  • U.S. Department of Labor (DOL)
  • Provides regulatory oversight.
  • Ensures adequate consideration standards are met.
  • Scrutinizes valuations for compliance and accuracy.

Annual ESOP Valuations – Why They Matter

Annual ESOP valuations performed by Transaction Capital LLC ensure:

  • Accurate share prices for employee retirement accounts.
  • Full compliance with IRS Form 5500.
  • Fiduciary protection for ESOP trustees, reducing personal liability risk.
  • Transparency for ESOP participants, enhancing employee trust.
  • Defensible valuations to withstand DOL audits, IRS reviews, and legal challenges.

    Looking for a trusted, IRS-compliant ESOP valuation?

    Fill out the form and our team will get in touch with you shortly.